Home Home   |   Library   |   Gen'l Search   |   Articles   |   Judges
  Minnesota | Wisconsin | World
User Name   Password  
  Options   Awards   Reviews   More about LawMoose...  
Home Categories:
Minnesota & Local Law
Minnesota & Local Government
Federal Law
Federal Government
Other U.S. States & Jurisdictions
Legal Reference
Legal History
Legal Education & Careers
Legal Topics & Problems
Litigation & ADR
Forms & Documents
Minnesota Lawyers
Minnesota Law Firms
Pro Bono & Pro Se
Spanish, Hmong & Somali Language Legal Resources

Minnesota Legal Reference Library
Search the Library:          search tips

Library Home
Securities and Commodities Law

Securities Law
Excludes securities litigation and arbitration.

Resources in this category:
   Wex: Blue Sky Law (Legal Information Institute)
   Raising Capital: Securities Laws and Business Considerations by Fox Rothschild LLP (July 1, 2016) (Minnesota Department of Employment and Economic Development (DEED) Small Business Assistance Office)
According to a press release announcing the book issued July 10, 2003 by the Department of Employment and Economic Development's Communications Office, "Raising Capital offers a primer of information about legal and business issues that should be addressed by entrepreneurs and other business owners as they prepare for raising capital. It covers key topics like securities law, venture financing, private equity offerings, strategic alliances, initial public offerings, and raising capital via the Internet."

7th ed. (July 2016). 185 pages.

   NASAA Fraud Center (North American Securities Administrators Association)
This page educates and informs about investment scams, schemes, scandals, and frauds, how to spot a con artist, how to avoid becoming a victim, how to contact your state securities regulator and file an investment-related complaint, and an "Investor Bill of Rights."
   Sarbanes-Oxley Act of 2002 (University of Cincinnatti College of Law)
H.R. 3763. 66 pages.
   Wex: Securities Law (Legal Information Institute)
   Small Public Company Forum (A consortium of professional firms)
"An ongoing forum geared specifically toward smaller reporting companies."

Initial efforts include a seminar held in June 2009 with archived session podcasts and materials, along with ongoing information.

Participating firms:

  • Baker Tilly Virchow Krause, LLP
  • Carver Moquist & O'Connor, LLC
  • Feltl and Company
  • Internal Control & Anti-Fraud Experts, LLC
  • Maslon Edelman Borman & Brand, LLP

See also:
  • Buying or Selling a Business
  • Corporate Governance
  • Financial Industry Regulatory Authority - FINRA
  • Franchise Law
  • Fraud and Misrepresentation
  • Securities and Commodities Forms & Documents
  • U.S. Securities and Exchange Commission
  • Similar resources in our Wisconsin Legal Reference Library
  • Top  

    Search the Library:           Library Home

    Please suggest a new category, a new item for this category, or improved categorization. Tell us about dead and changed links!

    We hope you find our Public Edition to be useful.

    But we want you to know that our best and most useful material is provided only by subscription.

    Our Enhanced Subscriber Edition turns you into a far more efficient, more effective user of the vast legal and governmental resources scattered across the Web as well as those that comprise the heart of Minnesota-specific legal and governmental resources and law-practice related knowledge.

    Call us or contact us through the site to learn how your firm or organization can put the full power of our Minnesota Law Practice WebSM at your service.

    Powered by LawsaurusTM expert support system software from Pritchard Law Webs.

    Home | About LawMoose | Ask Us to Contact You | Send Us Feedback | Terms & Conditions
    © 2000-2022 Pritchard Law Webs, Minneapolis, Minnesota. Ph. 612-332-0102. All Rights Reserved.
    LawMoose, Laugment, Laugment Relationship Language, LawSaurus, Home of the Minnesota Legal Web, Minnesota Law Practice Web, Home of the Wisconsin Legal Web, Wisconsin Law Practice Web, LawMoose World Legal Resource Center, MooseBoost, and Lawyer Selector are service marks of Pritchard Law Webs.