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Library Home Securities and Commodities Law Securities Law Excludes securities litigation and arbitration.

Resources in this category:
Wex: Blue Sky Law (Legal Information Institute) NASAA Fraud Center (North American Securities Administrators Association) This page educates and informs about investment scams, schemes, scandals, and frauds, how to spot a con artist, how to avoid becoming a victim, how to contact your state securities regulator and file an investment-related complaint, and an "Investor Bill of Rights." Sarbanes-Oxley Act of 2002 (University of Cincinnatti College of Law) H.R. 3763. 66 pages. Wex: Securities Law (Legal Information Institute) Small Public Company Forum (A consortium of professional firms) "An ongoing forum geared specifically toward smaller reporting companies." Initial efforts include a seminar held in June 2009 with archived session podcasts and materials, along with ongoing information. Participating firms: Baker Tilly Virchow Krause, LLP Carver Moquist & O'Connor, LLC Feltl and Company Internal Control & Anti-Fraud Experts, LLC Maslon Edelman Borman & Brand, LLP See also: Buying or Selling a Business Corporate Governance Financial Industry Regulatory Authority - FINRA Franchise Law Fraud and Misrepresentation Securities and Commodities Forms & Documents U.S. Securities and Exchange Commission Similar resources in our Minnesota Legal Reference Library

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